Grove Point Disclosures
Investor Disclosures
REGULATION BEST INTEREST
Form CRS Grove Point
Regulation BI Disclosure
GROVE POINT FINANCIAL
ADV Part IIA
Privacy Policy
Consumer Privacy Notice
Business Continuity Plan
Texting Program Terms & Conditions
Customer Identification Program
Third Party Compensation Disclosure
Portfolio Builder Wrap Fee Program Brochure
PERSHING
Service Fees for Accounts
Order Routing Procedures
Business Continuity Plan
FINRA INFORMATION
Investor information may be obtained at the FINRA website (www.finra.org) or by contacting FINRA at 301.590.6500.
FINRA BrokerCheck – A free tool to help investors research the professional backgrounds of current and former FINRA-registered brokerage firms and brokers (or call the FINRA BrokerCheck Hotline at 800.289.9999)
SECURITIES TRANSACTION ASSISTANCE
If you are unable to contact your Grove Point Financial Professional and must place a securities transaction, please call 800.333.6884 and ask for our trading desk.
